Investment Funds

With over 20 years of experience working for clients in the financial services industry, including ten years as general counsel and chief compliance officer, Steven London has worked with clients on private investment funds, hedge funds and public investment funds.  If you are looking for experienced counsel to help you launch your fund or to assist with on-going regulatory obligations, please contact us.

81-102 Mutual Funds

We have experience launching new funds and fund families, managing the renewal process, drafting and reviewing Fund Facts and reviewing MRFPs.  We can also review marketing materials for compliance purposes. 

Private Investment Funds

We have experience setting up private investment funds, including limited partnerships, and drafting offering memorandums and subscription agreements.  

Flow Through Limited Partnerships

We have experience setting up private and public flow through limited partnerships and carrying out mutual fund roll-overs.

Independent Review Committee (IRC)

Do you require an experienced industry veteran to serve on your IRC?  Does your IRC need independent counsel?  Call us for a confidential discussion.